JAMES ANDERSON BERG is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 121 PERIMETER PARKWAY, MACON, GA, 31210.
JAMES ANDERSON BERG has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
JAMES ANDERSON BERG has 1 Disclosure Event(s).
Date: July 06, 1998 Category: Customer Dispute Allegations: SMITH BARNEY CLIENT OF ANOTHER BROKER WHO WASOUT OF THE OFFICE, ALLEGED THAT HIS INSTRUCTIONS TO SELL SHORTSHARES OF STOCK WERE NOT FOLLOWED. ALLEGED DAMAGES UNSPECIFIED Broker Comment: THE CLIENT'S CLAIM WAS DENIED THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.THE BRANCH AND THE FIRM HAVE INVESTIGATED THISCLAIM AND FOUND IT TO BE TOTALLY WITHOUT MERIT.
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