JAMES BRIAN BIENVENU

JAMES BRIAN BIENVENU is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2200 N. RODNEY PARHAM RD STE 100, LITTLE ROCK, AR, 72212.

JAMES BRIAN BIENVENU has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JAMES BRIAN BIENVENU has 2 Disclosure Event(s).

Date: January 27, 2006
Category: Customer Dispute
Allegations: THE STATE OF AR REPRESENTS THE CLIENT ALLEGED MANAGED ACCOUNT WAS UNSUITABLE 01/2000-02/2003.DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: March 11, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGED INVESTMENTS WERE UNSUITABLE - MARCH 1999 - JULY 2002. DAMAGES UNSPECIFIED.
Broker Comment: CLAIM ABANDONED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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