JAMES SCOTT BISHOP

JAMES SCOTT BISHOP is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 50 ROUTE 111, SMITHTOWN, NY, 11787.

JAMES SCOTT BISHOP has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 29, 2012

Disclosure History

JAMES SCOTT BISHOP has 2 Disclosure Event(s).

Date: February 28, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION AND UNSUITABILITY.
Damage Amount Requested: $13,140.00

Date: July 21, 1978
Category: Criminal
Charges: CRIMINAL CHARGE OF CRIMINAL POSSESSION OF STOLEN PROPERTY.MISDEMEANOR CHARGE. Charge Type: MISDEMEANOR
Disposition: PLEAD GUILTY TO DISORDERLY CONDUCT AND PAID A FINE OF $75.00. CASE IS NOW CLOSED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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