JAMES ROBERT BLINKHORN is currently employed as a Broker and/or Investment Adviser at CHELSEA FINANCIAL SERVICES located at 6 Oriole Lane, Lake Oswego, OR, 97035.
JAMES ROBERT BLINKHORN has worked at CHELSEA FINANCIAL SERVICES since October 16, 2015
Disclosure History
JAMES ROBERT BLINKHORN has 5 Disclosure Event(s).
Date: March 26, 2018 Category: Financial Type: Bankruptcy
Date: September 11, 2015 Category: Customer Dispute Allegations: The attorney for the Clients listed on Item 1 submitted a Settlement Demand Letter alleging the Registered Representative transacted unsuitable investments and did not advise nor consult with the clients as to when transactions were taking place. Damage Amount Requested: $107,051.00 Settlement Amount: $83,000.00
Date: January 18, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 25, 2011 Category: Customer Dispute Allegations: COMPLAINT ALLEGES THAT REGISTERED REPRESENTATIVE DID NOT FOLLOW ORGANIZATION'S INVESTMENT GUIDELINES NOR WERE INVESTMENTS SUITABLE FOR NON-PROFIT ORGANIZATION. Damage Amount Requested: $589,536.96
More Information
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