JAMES BOUSTANY

JAMES BOUSTANY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 900 S COLLEGE RD, LAFAYETTE, LA, 70503.

JAMES BOUSTANY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 09, 1994

Disclosure History

JAMES BOUSTANY has 1 Disclosure Event(s).

Date: September 13, 2017
Category: Customer Dispute
Allegations: The Customer alleges misrepresentation and omission of material facts from January 2016 to September 2017.
Damage Amount Requested: $300,000.00

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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