JAMES EDWIN BRADLEY

JAMES EDWIN BRADLEY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 7 ROSZEL RD, PRINCETON, NJ, 08540.

JAMES EDWIN BRADLEY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 25, 1982

Disclosure History

JAMES EDWIN BRADLEY has 1 Disclosure Event(s).

Date: August 13, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $13,869.00
Settlement Amount: $5,809.35
Broker Comment: MERRILL LYNCH SETTLED THIS MATTER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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