JAMES CHRISTOPHER BRYANT

JAMES CHRISTOPHER BRYANT is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 13830 BALLANTYNE CORPORATE PL, STE 200, CHARLOTTE, NC, 28277.

JAMES CHRISTOPHER BRYANT has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 06, 2018

Disclosure History

JAMES CHRISTOPHER BRYANT has 1 Disclosure Event(s).

Date: August 17, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE PURCHASE OF ANANNUITY WAS UNSUITABLE ALLEGED DAMAGES UNSPECIFIED SMITHBARNEY, INC.
Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED.NOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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