JAMES ROBERT BUITER

JAMES ROBERT BUITER is currently employed as a Broker and/or Investment Adviser at AMERICAN TRUST INVESTMENT SERVICES, INC. located at 1244 119TH STREET, WHITING, IN, 46394.

JAMES ROBERT BUITER has worked at AMERICAN TRUST INVESTMENT SERVICES, INC. since April 01, 2013

Disclosure History

JAMES ROBERT BUITER has 3 Disclosure Event(s).

Date: August 13, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 20, 2009
Category: Employment Separation After Allegations
Firm Name: WELLS FARGO ADVISORS, LLC
Termination Type: Discharged
Allegations: UNDISCLOSED OUTSIDE BUSINESS ACTIVITY AND IMPERMISSIBLE USE OF FIRM ADDRESS AND TELEPHONE NUMBER.

Date: September 14, 1999
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT SHE "ONLY WANTED CONSERVATIVE INVESTMENTS AND NOT LOOSE ANOTHER PENNY", AND THAT SHE WAS NOT ADVISED THAT HER "PRINCIPAL WOULD OR COULD GO DOWN THSI MUCH".
Damage Amount Requested: $18,000.00
Broker Comment: PRUDENTIAL SECURITIES INCORPORATED DENIED THE CLAIM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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