JAMES ROBERT BUITER is currently employed as a Broker and/or Investment Adviser at AMERICAN TRUST INVESTMENT SERVICES, INC. located at 1244 119TH STREET, WHITING, IN, 46394.
JAMES ROBERT BUITER has worked at AMERICAN TRUST INVESTMENT SERVICES, INC. since April 01, 2013
Disclosure History
JAMES ROBERT BUITER has 3 Disclosure Event(s).
Date: August 13, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: March 20, 2009 Category: Employment Separation After Allegations Firm Name: WELLS FARGO ADVISORS, LLC Termination Type: Discharged Allegations: UNDISCLOSED OUTSIDE BUSINESS ACTIVITY AND IMPERMISSIBLE USE OF FIRM ADDRESS AND TELEPHONE NUMBER.
Date: September 14, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT SHE "ONLY WANTED CONSERVATIVE INVESTMENTS AND NOT LOOSE ANOTHER PENNY", AND THAT SHE WAS NOT ADVISED THAT HER "PRINCIPAL WOULD OR COULD GO DOWN THSI MUCH". Damage Amount Requested: $18,000.00 Broker Comment: PRUDENTIAL SECURITIES INCORPORATED DENIED THE CLAIM.
More Information
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