JAMES EDWIN BUNKE

JAMES EDWIN BUNKE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 5746 PARK CENTER COURT, TOLEDO, OH, 43615.

JAMES EDWIN BUNKE has worked at CETERA ADVISORS LLC since March 01, 2005

Disclosure History

JAMES EDWIN BUNKE has 1 Disclosure Event(s).

Date: February 28, 2005
Category: Employment Separation After Allegations
Firm Name: MML INVESTORS SERVICES, INC.
Termination Type: Voluntary Resignation
Allegations: RR ALLEGEDLY REPLACED VARIABLE ANNUITY CONTRACTS AND DID NOT DISCLOSE THAT THE TRANSACTIONS WERE REPLACEMENTS.
Broker Comment: MASS MUTUAL DID NOT ALLOW REPS TO INTERNALLY REPLACE ANNUITIES, AND EXISTING ANNUITANTS COULD NOT ADD THE 5% GUARANTEE MINIMUM INCOME BENEFIT RIDER TO INSURE THE MINIMUM RATE. THEREFORE, I TRANSFERRED HIGHER COST ANNUITIES TO LOWER COST ANNUITIES. THE TRANSFER WAS MADE SOLELY FOR THE BENEFIT OF THE CLIENT.

More Information

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