JAMES MICHAEL CHAPKIS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 410 E. SHERMAN AVE, SUITE 205, COEUR D'ALENE, ID, 83814.
JAMES MICHAEL CHAPKIS has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since November 10, 2008
JAMES MICHAEL CHAPKIS has 3 Disclosure Event(s).
Date: December 04, 1997 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT MR. CHAPKIS "CONVEYED"INCORRECT INFORMATION AND RESORTED TO AGGRESSIVE SELLING OFMIDCOM STOCK SAYING IT WOULD ALLOW A "SURE GAIN" WITH "NODOWNSIDE". Broker Comment: DEAN WITTER FOUND THE CLAIM TO BE ENTIRELYWITHOUT MERIT AND REJECTED THE CLAIM.AT NO TIME WAS CUSTOMER EVER OFFERED ANHYGUARANTEES AS TO THE PERFORMANCE THAT COULD BE EXPECTED FROMMIDCOMS STOCK. ALL INFORMATION GIVEN TO THE CUSTOMER WASCONFINED TO INFORMATION PROVIDED TO ME BY DEAN WITTER.
Date: November 29, 1979 Category: Criminal Charges: 1. ONE COUNT, FRAUD USE OF GAS CREDIT CARD. 2. MISDEMEANOR 3.NO CONTEST 4. GAS CREDIT CARD (UNION 76) HAD OWNER AUTHORIZATION TO USE. $386.39 FRAUDULENT USE OF A CREDIT DEVICE Charge Type: MISDEMEANOR Disposition: MISDEMEANOR. FRAUDULENT USE OF A GAS CREDIT CARD THAT I WAS AUTHORIZED TO USE BUT WAS UNABLE TO VERIFY AT TIME OF ARREST. CHARGES WERE DISMISSED AFTER I PLED GUILTY TO BE RELEASED. STATEMENT FROM OWNER OF CREDIT CARD AVAILABLE UPON REQUEST. Broker Comment: SEE ATTACHED I HAD PERMISSION TO USE GAS CREDITCARD, HOWEVER UNABLE TO VERIFY THIS AT TIME OF ARREST. SEEENCLOSED EXPLAINATION
Date: January 17, 1978 Category: Criminal Charges: 1. 1 COUNT,DISMISSED 1/30/78 POSS MARIJUANA FOR SALE 2.FELONY 3. NOT GUILTY 4..N/A Charge Type: FELONY Disposition: A. DISMISSED B. 1/30/78 C. UNSUPERVISED PROBATION D. 12 MONTHS E. $50.00 Broker Comment: I WAS RIDING IN A CAR WHERE MARIJUANA WAS FOUND, WHEN IT WAS DETERMINED THAT I HAD NO KNOWLEDGE, CHARGE'S WERE DISMISSED AND I WAS RELEASED. ARREST OCCURED 1/17/78-RELEASED 1/18/78-CHARGED DISMISSED 1/30/78
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