JAMES CRAIG CHESSER

JAMES CRAIG CHESSER is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 701 DEVONSHIRE DRIVE, CHAMPAIGN, IL, 61820.

JAMES CRAIG CHESSER has worked at THE O.N. EQUITY SALES COMPANY since September 11, 1995

Disclosure History

JAMES CRAIG CHESSER has 2 Disclosure Event(s).

Date: November 07, 2016
Category: Customer Dispute
Allegations: Customer alleges representative mismanaged her investment portfolio.
Damage Amount Requested: $6,900,000.00
Settlement Amount: $55,000.00 16-03157

Date: September 01, 2016
Category: Customer Dispute
Allegations: Customer Alleges Sale of Whole Life Insurance policies were unsuitable.
Damage Amount Requested: $350,000.00
Settlement Amount: $100,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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