JAMES BAIRD CLINKSCALES is currently employed as a Broker and/or Investment Adviser at PACIFIC SELECT DISTRIBUTORS, LLC located at 700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660.
JAMES BAIRD CLINKSCALES has worked at PACIFIC SELECT DISTRIBUTORS, LLC since January 02, 1996
Disclosure History
JAMES BAIRD CLINKSCALES has 1 Disclosure Event(s).
Date: July 01, 1991 Category: Customer Dispute Allegations: CLIENT HAD INITIALLY INVESTED $100,000 INU.S. GOVT. MUTUAL FUNDS IN 1987. AS THE INTEREST INCOMEDECLINED, THEY EXCHANGE PORTION OF THEIR ASSETS INTO "WI YIELDCORP. MUTUAL FUNDS IN THE SAME FAMILY OF FUNDS. WHEN THEPRINCIPAL VALUE STARTED DECLINING, THEY SENT A WRITTENCOMPLAINT TO RECOVER LOST PRINCIPAL VALUE TO APPROXIMATELY38-40,000. Settlement Amount: $28,000.00 Broker Comment: I BELIEVED DEAN WITTER PAID $28,000 TO SETTLETHE COMPLAINTSSEE #7 ABOVE
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