JAMES JEREMIAH CRONIN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5101 S. NEVADA AVENUE, SUITE 200, SIOUX FALLS, SD, 57108-2210.
JAMES JEREMIAH CRONIN has worked at NYLIFE SECURITIES LLC since June 30, 1986
Disclosure History
JAMES JEREMIAH CRONIN has 1 Disclosure Event(s).
Date: June 27, 2002 Category: Customer Dispute Allegations: WITH REGARD TO A VARIABLE ANNUITY PURCHASED IN APRIL 2002, THE CUSTOMER ALLEGES THAT HE HAS NEVER RECEIVED NOR SEEN THE POLICY. THE CUSTOMER FURTHER ALLEGES AN "UNAUTHORIZED WITHDRAWAL" WAS PROCESSED BY ME TO FUND THE ANNUITY FROM ANOTHER POLICY. THE CUSTOMER ALSO ALLEGES THAT I "DID NOT INFORM (THE CUSTOMER) THAT ANY ANNUAL PREMIUM WAS DUE UPON MAKING POTENTIAL CHANGES TO THE POLICY." THE CUSTOMER IS REQUESTING TO HAVE HIS FUNDS RETURNED WITHOUT ANY PENALTIES INCURRED. THE AMOUNT LISTED BELOW REPRESENTS THE TOTAL PREMIUMS PAID INTO THE ANNUITY. Damage Amount Requested: $19,250.77 Broker Comment: THE CUSTOMER VOLUNTARILY WITHDREW HIS COMPLAINT.
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