BrokerSearch
JAMES RICHARD CULBERSON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 4520 Mint Hill Village Drive, Suite 104, Mint Hill, NC, 28227.
JAMES RICHARD CULBERSON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 03, 2014
JAMES RICHARD CULBERSON has 2 Disclosure Event(s).
Date: March 22, 2013All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JAMES RICHARD CULBERSON, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.