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JAMES HAROLD DEAN is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 4250 VETERAN'S MEMORIAL HIGHWAY, 4TH. FLOOR, SUITE 420E, HOLBROOK, NY, 11741.
JAMES HAROLD DEAN has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since June 16, 2017
JAMES HAROLD DEAN has 2 Disclosure Event(s).
Date: March 04, 1977All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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