JAMES FOSTER DELAY is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 105 Mallard Trail, Ponte Vedra Beach, FL, 32082.
JAMES FOSTER DELAY has worked at KESTRA INVESTMENT SERVICES, LLC since July 13, 2007
Disclosure History
JAMES FOSTER DELAY has 2 Disclosure Event(s).
Date: April 20, 1989 Category: Customer Dispute Allegations: PLAINTIFF SEEKS RECISSION OF $100,000 INVESTMENT IN A LIMITED PARTNERSHIP OFFERING ALLEGES INADEQUATE DISCLOSURES AS TO RISK AND MISPRESENTATION. Damage Amount Requested: $100,000.00 Settlement Amount: $25,000.00 Broker Comment: SETTLEMENT AMONG 3 PLAINTIFFS FOR AGGREGATE AMOUNT OF $25,000 OR $8,333 EACH.
Date: January 30, 1989 Category: Customer Dispute Allegations: SEE EXHIBIT A ATTACHED Damage Amount Requested: $2,250,000.00 Settlement Amount: $25,000.00 Broker Comment: THE CASE HAS BEEN SETTLEDSETTLED AMONG 3 PLAINTIFFS FOR AGGREGATE AMOUNT OF $25,000 OR $8,333 EACH.
More Information
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