James P DeMare

James P DeMare is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at ONE BRYANT PARK, NEW YORK, NY, 10036.

James P DeMare has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 03, 2008

Disclosure History

James P DeMare has 1 Disclosure Event(s).

Date: July 12, 2010
Category: Customer Dispute
Allegations: PLAINTIFF ALLEGES INDIVIDUAL WAS INVOLVED IN CITI'S ALLEGED MISREPRESENTATION IN CONNECTION WITH THE SALE OF RMBS. INDIVIDUAL IS NOT A NAMED DEFENDANT.
Broker Comment: VOLUNTARY DISMISSAL OF COMPLAINT WITH PREJUDICE IN JANUARY 2013; AMENDED COMPLAINT ON 10/14/11 WITHDREW REFERENCES TO THE INDIVIDUAL, INDIVIDUAL WAS NEVER NAMED IN THE SUIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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