JAMES ALLEN DICKSON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 6724 JAMESTOWN DRIVE, ALPHARETTA, GA, 30005.
JAMES ALLEN DICKSON has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since October 02, 2009
Disclosure History
JAMES ALLEN DICKSON has 2 Disclosure Event(s).
Date: July 11, 2003 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED MISINFORMATION REGARDING THE PURCHASE OF A MUTUAL FUND COMPRISED OF BONDS. Damage Amount Requested: $122,000.00
Date: July 30, 1992 Category: Customer Dispute Allegations: THE STATEMENT OF CLAIM ALLEGED UNAUTHORIZEDAND UNSUITABLE TRADING AND CHURNING. CLAIMANT SOUGHT TO RECOVER IN EXCESS OF $350,000.00 Settlement Amount: $140,000.00 Broker Comment: ARBITRATION CASE WAS FILED AGAINST SMITH BARNEYAND MR. DICKSON. THE CLAIMS WERE SETTLED FOR $140,000 FORBUSINESS PURPOSES. MR. DICKSON DID NOT CONTRIBUTE TO THESETTLEMENT.NOT PROVIDED
More Information
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