JAMES DIESCHBOURG is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 6100 UPTOWN BLVD NE STE 610, ALBUQUERQUE, NM, 87110.
JAMES DIESCHBOURG has worked at CETERA ADVISOR NETWORKS LLC since June 25, 1990
Disclosure History
JAMES DIESCHBOURG has 2 Disclosure Event(s).
Date: October 25, 2010 Category: Customer Dispute Allegations: CLAIM ALLEGES UNSUITABLE INVESTMENTS. Damage Amount Requested: $500,000.00 Settlement Amount: $26,000.00 Broker Comment: CASE SETTLED TO AVOID PROTRACTED LEGAL EXPENSES.
Date: April 08, 2008 Category: Customer Dispute Allegations: PLAINTIFF ALLEGES REP NEGLIGENTLY LISTED DECEDENT'S COMMON LAW WIFE AS THE PRIMARY BENEFICIARY RATHER THAN THE DECEDENT'S BUSINESS PARTNER, PREVENTING COLLECTION OF LIFE INSURANCE PROCEEDS UPON BUSINESS PARTNER'S DEATH. Damage Amount Requested: $150,000.00 Settlement Amount: $50,000.00
More Information
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