JAMES DANIEL DMEO is currently employed as a Broker and/or Investment Adviser at KENNETH, JEROME & CO., INC. located at 147 COLUMBIA TPKE, FLORHAM PK, NJ, 07932.
JAMES DANIEL DMEO has worked at KENNETH, JEROME & CO., INC. since June 18, 2013
Disclosure History
JAMES DANIEL DMEO has 14 Disclosure Event(s).
Date: January 11, 2016 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: Case was dismissed at the request of the declarer, James D'Meo
Date: August 09, 2013 Category: Financial Type: Bankruptcy Disposition: Dissolved
Date: April 19, 2011 Category: Judgment / Lien Judgment/Lien Amount: $1,823.00 Judgment/Lien Type: Civil Broker Comment: REP BECAME AWARE OF LIEN ON 11/06/2012
Date: February 23, 2011 Category: Judgment / Lien Judgment/Lien Amount: $3,370.00 Judgment/Lien Type: Civil Broker Comment: REP BECAME AWARE OF LIEN ON 11/06/2012
Date: January 05, 2011 Category: Judgment / Lien Judgment/Lien Amount: $2,061.00 Judgment/Lien Type: Civil Broker Comment: REP BECAME AWARE OF LIEN ON 11/06/2012
Date: December 21, 2010 Category: Judgment / Lien Judgment/Lien Amount: $3,348.24 Judgment/Lien Type: Civil Broker Comment: SETTLEMENT PENDING. REGISTRANT WAS UNAWARE OF JUDGMENT PRIOR TO FINRA NOTIFICATION TO FIRM. JUDGMENT DUE TO FORMER SPOUSE CREATING DEBT WITHOUT REGISTRANTS KNOWLEDGE OR CONSENT. JUDGMENT ENTERED PRIOR TO CURRENT EMPLOYMENT
Date: August 27, 2010 Category: Judgment / Lien Judgment/Lien Amount: $1,373.00 Judgment/Lien Type: Civil Broker Comment: REP BECAME AWARE OF LIEN ON 11/06/2012
Date: February 18, 2010 Category: Judgment / Lien Judgment/Lien Amount: $2,214.00 Judgment/Lien Type: Tax Broker Comment: REP BECAME AWARE OF LIEN ON 11/06/2012
Date: March 07, 2007 Category: Judgment / Lien Judgment/Lien Amount: $5,626.58 Judgment/Lien Type: Civil Broker Comment: I DISCOVERED A COUPLE OF WEEKS AGO WHEN I GAVE A CAR DEALERSHIP MY SOCIAL SECURITY TO RUN A CREDIT REPORT AND THEY VERBALLY TOLD ME ABOUT A JUDGEMENT
Date: January 31, 2002 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGED THAT MR. D'MEO MISREPRESENTED MATERIAL FACTS RELATED TO MUTUAL FUNDS THE CUSTOMER PURCHASED THROUGH MR. D'MEO. Damage Amount Requested: $5,626.34
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