JAMES DUKE ELLIOTT is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 901 E. BYRD STREET, RICHMOND, VA, 23219.
JAMES DUKE ELLIOTT has worked at BB&T SECURITIES, LLC since January 02, 2013
Disclosure History
JAMES DUKE ELLIOTT has 1 Disclosure Event(s).
Date: April 03, 2014 Category: Customer Dispute Allegations: Misrepresentation; unsuitability; breach of fiduciary duty; omission of facts; wrongful conduct; negligence; breach of contract. Damage Amount Requested: $502,532.88 Broker Comment: MR. ELLIOTT WAS NOT NAMED AS A RESPONDENT IN THE ARBITRATION. [CUSTOMER] DISMISSED HER CLAIMS PRIOR TO THE HEARING. AFTER THE HEARING, THE PANEL DISMISSED THE CLAIMS OF LEEMAN CONSTRUCTION COMPANY, [CUSTOMER], [CUSTOMER], AND [CUSTOMER]. THE PANEL ENTERED AN AWARD AGAINST THE FIRM (ONLY) IN FAVOR OF LEEMAN ARCHITECTURAL WOODWORK AND LEEMAN INSTALLATION INC., IN THE AMOUNTS DESCRIBED ABOVE, WHICH WAS LESS THAN THE AMOUNT SOUGHT BY THOSE TWO ENTITIES. THE FIRM PAID THE FULL SETTLEMENT AMOUNT. MR. ELLIOTT DID NOT CONTRIBUTE TO THE SETTLEMENT.
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