JAMES FRANCIS FOSBRE is currently employed as a Broker and/or Investment Adviser at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located at 250 MARYLAND AVE, BAYVILLE, NJ, 08721.
JAMES FRANCIS FOSBRE has worked at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER since September 01, 1999
Disclosure History
JAMES FRANCIS FOSBRE has 1 Disclosure Event(s).
Date: December 21, 2010 Category: Customer Dispute Allegations: FRAUD AND MISREPRESENTATION, PROFESSIONAL AND GENERAL NEGLIGENCE, BREACH OF FIDUCIARY DUTY, CHURNING AND EXCESSIVE TRADING, AS WELL AS UNSUITIBILITY. PLAINTIFF ALLEDGES THAT THE REPRESENTATIVE MISMANAGED HER MOTHERS ACCOUNT AND THAT HE ALLOWED A WHOLE LIFE POLICY TO LAPSE. Settlement Amount: $300,000.00 Broker Comment: THE MATTER WAS RESOLVED TO SPARE THE EXPENSE OF FURTHER LITIGATION INCLUDING POSSIBLE APPEALS. ALL LIABILITY BY THE REPRESENTATIVE IS EXPRESSLY DENIED AND THE REPRESENTATIVE MADE NO CONTRIBUTION TO THE SETTLEMENT.
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