JAMES MATTHEW FOYT is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 2031 11TH AVE S, BIRMINGHAM, AL, 35205.
JAMES MATTHEW FOYT has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since January 01, 1999
Disclosure History
JAMES MATTHEW FOYT has 1 Disclosure Event(s).
Date: January 22, 2008 Category: Regulatory Initiated By: ALABAMA DEPARTMENT OF INSURANCE Allegations: INSURANCE DEPT ALLEGES THAT REPRESENTATIVE' S REPRESENTATION THAT HE HAD COMPLETED THE CONTINUING EDUCATION REQUIREMENTS FOR LICENSE RENEWAL WAS "INCORRECT, MISLEADING, OR MATERIALLY UNTRUE INFORMATION." Resolution: Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $250.00 Sanction Details: REPRESENTATIVE PAID THE $250 OWED ON OR BEFORE JANUARY 22, 2008. Broker Comment: REPRESENTATIVE'S ASSISTANT, WITHOUT HIS KNOWLEDGE OR CONSENT, RENEWED HIS INSURANCE LICENSE ONLINE IN MAY 2007 BEFORE HE HAD COMPLETED THE NECESSARY CE REQUIREMENTS. THE REPRESENTATIVE'S LICENSE RENEWAL WAS DUE IN JULY; THE EARLY RENEWAL WAS DONE IN ERROR.
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