JAMES PHILIP FREED is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 11175 CICERO DR, STE 450, ALPHARETTA, GA, 30022-1166.
JAMES PHILIP FREED has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 09, 2015
Disclosure History
JAMES PHILIP FREED has 3 Disclosure Event(s).
Date: May 11, 2018 Category: Customer Dispute Allegations: The client alleged he did not authorize the purchase of Alibaba Group (BABA) on March 21, 2018. Damage Amount Requested: $55,062.00
Date: August 28, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION. Damage Amount Requested: $69,700.00 Broker Comment: THE COMPLAINT WAS FOUND WITHOUT MERIT AND DENIED.
Date: July 07, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT HER PORTFOLIO WAS MISMANAGED DURING 2000 AND 2001, CAUSING HER ACCOUNT TO LOSE MONEY. CLAIMED DAMAGES ARE UNSPECIFIED BUT EXCEED $5,000.
More Information
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