JAMES NATHAN FRIEL is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 817 W. SOUTH GRAND AVE., SPRINGFIELD, IL, 62704.
JAMES NATHAN FRIEL has worked at AXA ADVISORS, LLC since October 20, 1980
Disclosure History
JAMES NATHAN FRIEL has 1 Disclosure Event(s).
Date: July 29, 2002 Category: Customer Dispute Allegations: ALLEGED DELAYED MOVEMENT OF MONEY WITHIN MUTUAL FUNDS. Damage Amount Requested: $8,838.50 Settlement Amount: $7,738.50 Broker Comment: THE PARTIES AGREED TO SETTLE THE MATTER. THE AGENT'S ERRORS & OMISSIONS CARRIER CONTRIBUTED THE FULL AMOUNT OF THE LOSS ON THE AGENT'S BEHALF. LOSS;$7738.50.
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