James W Fuller is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 500 STATE ST, BRISTOL, TN, 37620.
James W Fuller has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 17, 1989
Disclosure History
James W Fuller has 2 Disclosure Event(s).
Date: August 11, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND UNAUTHORIZED TRADES. Damage Amount Requested: $334,116.00 Broker Comment: UPON INVESTIGATION, THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT.
Date: January 01, 1978 Category: Criminal Charges: LARCENY AS A JUVENILE Disposition: PLACED ON NON-SUPERVISED PROBATION UNTILSEPTEMBER, 1962
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