JAMES DAVID GABERINO is currently employed as a Broker and/or Investment Adviser at PREFERRED CLIENT GROUP, INC. located at 3707 DARTMOUTH, DALLAS, TX, 75205.
JAMES DAVID GABERINO has worked at PREFERRED CLIENT GROUP, INC. since November 22, 1999
Disclosure History
JAMES DAVID GABERINO has 2 Disclosure Event(s).
Date: April 19, 1991 Category: Customer Dispute Allegations: ACCOUNT RELATED ERRORS-CHARGES. Damage Amount Requested: $1,200.00 Damages Granted: $1,200.00 Broker Comment: ACTUAL/COMPENSATORY DAMAGES, RELIEF HAS BEENAWARDED, AWARD AMOUNT $1,200.00 JOINTLY AND SEVERALLY.NOT PROVIDED
Date: May 11, 1982 Category: Regulatory Initiated By: CHICAGO BOARD OF OPTION EXCHANGE Resolution: Decision SanctionDetails: Sanctions: Censure Broker Comment: NOT PROVIDED
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