JAMES BRADFORD GAMBLIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2550 DENALI STREET, SUITE 1700, ANCHORAGE, AK, 99503.
JAMES BRADFORD GAMBLIN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JAMES BRADFORD GAMBLIN has 1 Disclosure Event(s).
Date: August 22, 1991 Category: Customer Dispute Allegations: ALLEGED NEGLIGENCE; BREACH OF FIDUCIARY DUTY;SUITABILITY. PLAINTIFF CLAIMS COMPENSATORY DAMAGES IN EXCESS OF$200,000.00 AND PUNITIVE DAMAGES IN EXCESS OF $1,000.000.00 Damage Amount Requested: $200,000.00 Settlement Amount: $220,375.00 Broker Comment: IN ORDER TO AVOID THE EXPENSE AND UNCERTAINTY OFLITIGATION AND WITHOUT IN ANY WAY ADMITTING LIABILITY, DEANWITTER SETTLED THIS MATTER FOR $220,375.00. I WAS NOT ASKED TOCONTRIBUTE TO THE SETTLEMENT, BUT WAS CHARGED BACK FOR ALLCOMMISSIONS INVOLVED IN THE TRADE.Not Provided
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