JAMES ABNER GARLAND is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 4 LAFFIN DR, WESTBROOK, ME, 04092.
JAMES ABNER GARLAND has worked at VOYA FINANCIAL ADVISORS, INC. since July 16, 2007
Disclosure History
JAMES ABNER GARLAND has 1 Disclosure Event(s).
Date: December 25, 2015 Category: Customer Dispute Allegations: The client alleges that she never received any monies from her policy and that the Representative "stole" from her Broker Comment: The Firm understands from FINRA that this matter involved a fixed life insurance policy sold in 1965 prior to the representative being in the industry. Further, the representative has also not managed this client's account since 2006 when he departed Pruco to join VFA. The Firm is unable to ascertain why Mr. Garland was named in this complaint.
More Information
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