JAMES LEE HALL is currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 1707 S. 42ND, SUITE # 400, ROGERS, AR, 72758.
JAMES LEE HALL has worked at FIRST ALLIED SECURITIES, INC. since February 25, 2011
Disclosure History
JAMES LEE HALL has 1 Disclosure Event(s).
Date: June 03, 2011 Category: Customer Dispute Allegations: CLIENT CLAIMS SHE WAS GIVEN NO OPTIONS WITH REGARD TO THE SURRENDERING OF THE ANNUITY AND WAS NOT INFORMED OF POTENTIAL TAX CONSEQUENCES WHICH SHE CLAIMS WERE SUBSTANTIAL; SHE FURTHER CLAIMS SHE WAS NOT FULLY INFORMED OF THE CAPITAL LOSSES ON THE ADVISORY SOLUTIONS WHICH AMOUNTED TO $25,627.37. Damage Amount Requested: $5,000.00
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