JAMES HAROLD HARDING is currently employed as a Broker and/or Investment Adviser at HILLTOP SECURITIES INC. located at 2999 Douglas Blvd., Suite 220, Roseville, CA, 95661.
JAMES HAROLD HARDING has worked at HILLTOP SECURITIES INC. since July 29, 2016
Disclosure History
JAMES HAROLD HARDING has 2 Disclosure Event(s).
Date: January 03, 2017 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION WITH RESPECT TO VARIABLE ANNUITY PURCHASED IN DECEMBER 2015. DAMAGES UNSPECIFIED.
Date: February 21, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES ANNUITY PURCHASED ON JUNE 16, 2010 IS AN UNSUITABLE INVESTMENT.
More Information
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