JAMES DANIEL HARVEY is currently employed as a Broker and/or Investment Adviser at CANACCORD GENUITY LLC located at 535 MADISON AVENUE, NEW YORK, NY, 10022.
JAMES DANIEL HARVEY has worked at CANACCORD GENUITY LLC since February 21, 2017
Disclosure History
JAMES DANIEL HARVEY has 3 Disclosure Event(s).
Date: November 20, 1998 Category: Criminal Charges: WORTHLESS CHECK1. 1 COUNT2. MISDEMEANOR3. NO CONTEST4. PERSONAL CHECK Charge Type: MISDEMEANOR Disposition: A. JUDICATION WITHHELDB. 2/10/1999C. NONED. N/AE. 2/10/1999F. $54.51 Broker Comment: I WROTE A CHECK FOR 54.51 TO WALMART AND IT BOUNCED. WHEN I WENT TO COURT, I PAID THE AMOUNT AND IT WAS OVER.
Date: January 14, 1998 Category: Criminal Charges: WORTHLESS CHECK1. 1 COUNT2. MISDEMEANOR3. NO CONTEST4. PERSONAL CHECK Charge Type: MISDEMEANOR Disposition: A. JUDICATION WITHHELDB. 2/10/1999C. NONED. N/AE. 2/10/1999F. $20.53 Broker Comment: EMPLOYEE WROTE A CHECK FOR $20.53 TO ALBERTSON'S AND WHEN FACED WITH COURT HE PAID THAT AMOUNT AND IT WAS OVER
Date: December 19, 1996 Category: Criminal Charges: WORTHLESS CHECK1. 1 COUNT2. MISDEMEANOR3. NO CONTEST4. PERSONAL CHECK Charge Type: MISDEMEANOR Disposition: A. NOLLE PROCESSED B. 02/10/1999C. TO PAY FINED. NONEE. NOT APPLICABLEF. 8.00G. 2/10/1999 Broker Comment: JAMES WROTE A CHECK TO TAN USA THAT BOUNCED. WHEN FACED WITH THE CHARGE AT COURT, HE PAID THE AMOUNT THAT WAS BOUNCED AND THEN IT WAS OVER.
More Information
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