JAMES SAMUEL HATCHER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 604 GREEN SAGE WY, LAS VEGAS, NV, 89138.
JAMES SAMUEL HATCHER has worked at CETERA ADVISORS LLC since July 21, 2005
Disclosure History
JAMES SAMUEL HATCHER has 1 Disclosure Event(s).
Date: September 08, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I PLACED HIS MONEY IN UNSUITABLE INVESTMENTS AND MISMANAGED HIS ACCOUNTS BEGINNING IN DECEMBER 1999. Damage Amount Requested: $94,000.00 Broker Comment: THE ADVISOR RECOMMENDED THE CLIENT DIVERSIFY HIS PORTFOLIO BY INVESTING IN MUTUAL FUNDS. THE ADVISOR'S RECOMMENDATIONS WERE APPROPRIATE. HOWEVER, THE CLIENT CHOSE NOT TO FOLLOW THE RECOMMENDATIONS AND CONTINUED INVESTING IN INDIVIDUAL STOCKS.
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