JAMES THOMAS HERNANDEZ

JAMES THOMAS HERNANDEZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 13832 N 32ND ST, STE 224A, PHOENIX, AZ, 85032.

JAMES THOMAS HERNANDEZ has worked at PFS INVESTMENTS INC. since January 01, 2012

Disclosure History

JAMES THOMAS HERNANDEZ has 1 Disclosure Event(s).

Date: July 31, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $879.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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