JAMES EVATT HOSCH

JAMES EVATT HOSCH is currently employed as a Broker and/or Investment Adviser at WESTPARK CAPITAL, INC. located at 1900 AVENUE OF THE STARS, LOS ANGELES, CA, 90067.

JAMES EVATT HOSCH has worked at WESTPARK CAPITAL, INC. since March 18, 2010

Disclosure History

JAMES EVATT HOSCH has 2 Disclosure Event(s).

Date: September 07, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $113,750.02
Judgment/Lien Type: Civil
Broker Comment: THIS JUDGEMENT/LIEN IS A RESULT OF A PERSONAL GUARANTEE ON A CORPORATE MATTER. PAYMENT TALKS ARE ONGOING.

Date: April 13, 1973
Category: Criminal
Charges: CHARGE WAS FOR POSSESSION OF MARIJUANA AND TRANSFER TO THE COUNTY JAIL.THE CHARGES WERE DISMISSED. NOT INVESTMENT-RELATED. Charge Type: FELONY
Disposition: A. DISMISSEDB. 4/13/1973C. SENTENCE: TRANSFERRED TO COUNTY JAIL

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JAMES EVATT HOSCH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.