JAMES J HUGHES II is currently employed as a Broker and/or Investment Adviser at CANTOR FITZGERALD & CO. located at 110 EAST 59TH STREET, 4TH FLOOR DCM, NEW YORK, NY, 10022.

JAMES J HUGHES II has worked at CANTOR FITZGERALD & CO. since March 31, 2008

Disclosure History

JAMES J HUGHES II has 1 Disclosure Event(s).

Date: August 07, 2012
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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