JAMES ROBERT JANSSON is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 5251 DTC PARKWAY, SUITE 1200, GREENWOOD VILLAGE, CO, 80111-2737.
JAMES ROBERT JANSSON has worked at RBC CAPITAL MARKETS, LLC since March 02, 1998
Disclosure History
JAMES ROBERT JANSSON has 2 Disclosure Event(s).
Date: July 26, 1994 Category: Customer Dispute Allegations: CLIENT HAS ALLEGED THAT THE INFORMATIONPROVIDED TO HIM FROM THE FIRM'S FIXED INCOME TRADING DEPARTMENTREGARDING A CMO MISREPRESENTED THE LIFE OF THE PRODUCT. THECLIENT HAS REQUESTED REIMBURSEMENT OF HIS UNREALIZED LOSSES.CLIENT HAD NO COMPLAINT ABOUT HIS INVESTMENT CONSULTANT ANDREMAINS A CLIENT. Settlement Amount: $11,319.00 Broker Comment: SOLEY AS A BUSINESS DECISON, THE FIRM PAID THECLIENT $11,319.00 FOR FULL SETTLEMENT OF HIS CLAIM.Not Provided
Date: August 01, 1975 Category: Customer Dispute Damage Amount Requested: $35,000.00 Settlement Amount: $17,500.00 Broker Comment: IN AUGUST 1975, TWO CLIENTS BROUGHT A SUIT AGAINST MR. JANSSON AND BOETTCHER & COMPANY, INC., AS ARESULT OF A LOSS IN THEIR ACCOUNT OF $35,000. THE CLIENTSCLAIMED THE LOSS WAS CAUSED BY UNSUITABLE RECOMMENDATIONS. THE RECOMMENDATIONS INVOLVED WRITING OF OPTIONS. THE MATTER WAS SETTLED FOR HALF THE AMOUNT ($17,500.00) OF THE DAMAGES CLAIMED, IN DECEMBER 1976.
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