JAMES RICHARD JIMERSON

JAMES RICHARD JIMERSON is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 855 HARTER PKWY, SUITE 310, YUBA CITY, CA, 95993.

JAMES RICHARD JIMERSON has worked at QUESTAR CAPITAL CORPORATION since September 05, 2012

Disclosure History

JAMES RICHARD JIMERSON has 1 Disclosure Event(s).

Date: March 29, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE WAS UNAWARE OF THE SURRENDER CHARGES ON THE PURCHASE OF A VARIABLE UNIVERSAL LIFE POLICY.
Damage Amount Requested: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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