JAMES E JOHNSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 500 LEE ST STE 1200, LAIDLEY TOWER, CHARLESTON, WV, 25301.
JAMES E JOHNSON has worked at WELLS FARGO CLEARING SERVICES, LLC since June 20, 2008
Disclosure History
JAMES E JOHNSON has 2 Disclosure Event(s).
Date: April 09, 2018 Category: Criminal Charges: Shoplifting, Misunderstanding at a convience store over a bottle of juice. Disposition: Dismissed Broker Comment: Misunderstanding at a convienience store over a bottle of juice. I hired an attorney he got the charge dismissed.
Date: November 09, 2004 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THE FA MADE UNSUITABLE INVESTMENTS. Damage Amount Requested: $80,000.00 Settlement Amount: $13,500.00 Broker Comment: SETTLED.
More Information
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