JAMES RUSSELL JOHNSON is currently employed as a Broker and/or Investment Adviser at WASHINGTON SECURITIES CORPORATION located at 6935 WISCONSIN AVENUE, #510, CHEVY CHASE, MD, 20815.
JAMES RUSSELL JOHNSON has worked at WASHINGTON SECURITIES CORPORATION since April 12, 1999
Disclosure History
JAMES RUSSELL JOHNSON has 2 Disclosure Event(s).
Date: April 19, 1995 Category: Customer Dispute Allegations: THE [CUSTOMER'S] CLAIMED BREACH OF FIDUCIARY DUTY;BY MAKING UNTRUE AND MISLEADING STATEMENTS, BY ALLOWINGUNAUTHORIZED PERSONS TO CONDUCT TRADES & BY MAKING INVESTMENTSWHICH WERE NOT SUITABLE AND CHURNING INVESTMENS & OVERCHARGINGCOMMISSIONS. THE [CUSTOMER'S] REQUESTED DAMAGES IN THE AMOUNT OF$80,000 ACTUAL/ COMPENSATORY & PUNITIVE DAMAGES OF AT LEAST 3TIMES AS MUCH PLUS INTEREST AND ATTORNEY`S FEES. [CUSTOMER'S]CLAIMED CLEAR AND CONTINUING LACK OF SUPERVISION. Damage Amount Requested: $80,000.00 Damages Granted: $3,000.00 Broker Comment: THE [CUSTOMERS] WERE AWARDED $3000- NO INTEREST. THE[CUSTOMERS] REQUEST FOR PUNITIVE DAMAGES ARE DENIED. EACH PARTY TOPAY ITS OWN COSTS AND EXPENSES, INCLUDING ATTORNEY`S FEES. ANYRELIEF NOT SPECIFICALLY ADDRESSED HEREIN WAS DENIED.AS PRESIDENT OF WASHINGTON INVESTMENT CORPORATIONI WAS NAMED AS A CO-RESPONDENT IN THE [CUSTOMER] COMPLAINT.
Date: December 21, 1994 Category: Regulatory
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