JAMES BRYSON KAMBESTAD is currently employed as a Broker and/or Investment Adviser at COMERICA SECURITIES located at 350 TENTH AVENUE, SAN DIEGO, CA, 92101.
JAMES BRYSON KAMBESTAD has worked at COMERICA SECURITIES since July 08, 2016
JAMES BRYSON KAMBESTAD has 2 Disclosure Event(s).
Date: May 15, 2017 Category: Customer Dispute Allegations: Alleged Activity Date: 4/13/2017 to 4/21/2017. Client alleges that the RR forged paperwork in order to establish an account and place a mutual fund transaction. Client alleges that he was not aware that he was purchasing a mutual fund. Damage Amount Requested: $576.00 Broker Comment: After review, the Firm determined that the client's claims were without merit. Client signed and submitted required account documents and product disclosures; funds were deposited to account via check from former IRA custodian, as arranged by client; and, transaction confirmation clearly identifying mutual fund purchase was sent to client.
Date: October 22, 2003 Category: Criminal Charges: PETTY THEFT Broker Comment: While I was in college, I was out with some people at a bar. At some point in the night an acquaintance grabbed a bottle of alcohol from behind the bar but was seen by a staff member. As we attempted to leave the bar we were detained by security and help until the police arrived. All of us were charged with the offense. The case was closed and final without complications.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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