JAMES GORDON KIRSCHNER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 4870 DEER LAKE DRIVE EAST #1406, JACKSONVILLE, FL, 32246.
JAMES GORDON KIRSCHNER has worked at CETERA ADVISORS LLC since February 02, 2017
Disclosure History
JAMES GORDON KIRSCHNER has 11 Disclosure Event(s).
Date: April 06, 2018 Category: Financial Type: Compromise Disposition: PAYMENT PLAN AGREED TO Broker Comment: I QUIT AMERIPRISE FININANCIAL ON 2/2/2017. THERE WAS A $217,000 BALANCE OWED ON LOAN BONUSES THAT THEY ARE RECOUPING.
Date: June 29, 2016 Category: Financial Type: Compromise Disposition: Discharged
Date: April 22, 2016 Category: Financial Type: Compromise Disposition: Discharged
Date: April 22, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 25, 2016 Category: Financial Type: Compromise Disposition: Discharged
Date: September 03, 2015 Category: Financial Type: Compromise Disposition: Discharged
Date: August 20, 2015 Category: Financial Type: Compromise Disposition: Discharged
Date: July 14, 2015 Category: Financial Type: Compromise Disposition: Discharged
Date: May 26, 2015 Category: Financial Type: Compromise Disposition: Discharged
Date: March 26, 2015 Category: Financial Type: Compromise Disposition: Discharged
Date: March 26, 2015 Category: Financial Type: Compromise
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