JAMES GERALD LEWIS

JAMES GERALD LEWIS is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 9465 COUNSELORS ROW, SUITE 120, INDIANAPOLIS, IN, 46240.

JAMES GERALD LEWIS has worked at AXA ADVISORS, LLC since April 07, 2015

Disclosure History

JAMES GERALD LEWIS has 2 Disclosure Event(s).

Date: October 27, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 16, 2005
Category: Criminal
Charges: FAILURE TO REMIT STATE GROSS RETAIL TAX IN THE AMOUNT OF $20791.86
Disposition: Dismissed
Broker Comment: CASE DISMISSED

More Information

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