JAMES EDGAR LILES

JAMES EDGAR LILES is currently employed as a Broker and/or Investment Adviser at CREWS & ASSOCIATES, INC. located at 2800 EAST RACE STREET, SEARCY, AR, 72143.

JAMES EDGAR LILES has worked at CREWS & ASSOCIATES, INC. since June 04, 2012

Disclosure History

JAMES EDGAR LILES has 1 Disclosure Event(s).

Date: October 02, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES LEHMAN BROTHERS BOND WAS AN SUSUITABLE INVESTMENT BASED ON HER AGE, RISK TOLERANCE, AND THE PROPORTION OF HER ASSETS WHICH WERE USED TO PRUCHASE THIS SECURITY DAMAGES ARE UNSPECIFIED, BUT ARE BELEIVED TO BE IN EXCESS OF $5,000.
Broker Comment: AS OF 10/02/2010 THIS ITEM IS NO LONGER REPORTABLE.**

More Information

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