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JAMES FELLIN LOSTY is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 130 NORTH 18TH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19103-6933.
JAMES FELLIN LOSTY has worked at RBC CAPITAL MARKETS, LLC since January 03, 2002
JAMES FELLIN LOSTY has 1 Disclosure Event(s).
Date: June 13, 2000All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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