JAMES MICHAEL LUKANICH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 413 WACOUTA ST STE 140, STE 150, ST. PAUL, MN, 55101.
JAMES MICHAEL LUKANICH has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since July 30, 2004
Disclosure History
JAMES MICHAEL LUKANICH has 2 Disclosure Event(s).
Date: May 13, 2011 Category: Regulatory
Date: December 22, 1999 Category: Customer Dispute Allegations: CLIENT COMPLAINS THAT FINANCIAL ADVISER SOLD 2,000 SHARES OF ESOFT, INC. STOCK WITHOUT HIS SPECIFIC PRIOR AUTHORIZATION. Damage Amount Requested: $61,013.78 Settlement Amount: $26,000.00 Broker Comment: FOR BUSINESS REASONS AND WITHOUT ADMITTING ANY LIABILITY ON PART OF THE FIRM, THIS MATTER WAS SETTLED IN THE AMOUNT OF $26,000.
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