JAMES R MACRAE is currently employed as a Broker and/or Investment Adviser at NATIONWIDE SECURITIES, LLC located at 8100 George Washington Memorial Hwy Ste D, Yorktown, VA, 23692.
JAMES R MACRAE has worked at NATIONWIDE SECURITIES, LLC since April 10, 2014
Disclosure History
JAMES R MACRAE has 3 Disclosure Event(s).
Date: November 05, 2013 Category: Employment Separation After Allegations Firm Name: ALLSTATE FINANCIAL SERVICES, LLC Termination Type: Discharged Allegations: DISCHARGE AFTER FIRM WAS NOTIFIED BY PARENT PROPERTY INSURANCE COMPANY THAT HE VIOLATED THE TERMS OF HIS CONTRACT BY BEING APPOINTED BY ANOTHER INSURANCE CARRIER, POSSIBLY ENGAGING IN OUTSIDE BUSINESS ACTIVITIES NOT DISCLOSED TO THE FIRM. Broker Comment: I TERMINATED MY EMPLOYMENT/CONTRACT WITH ALLSTATE INSURANCE EFFECTIVE 10-31-13 IN A LETTER SENT TO THEM DATED 10-6-13. THEY ACKNOWLEDGED MY RESIGNATION LETTER WITH AN EMAIL FROM MR. FRED MILLER DATED 10-16-13 .WHILE WAITING FOR THEIR ACKNOWLEDGEMENT I NOTIFIED ALLSTATE VIA MAIL ON 10-15-13 THAT MY FINAL DAY OF EMPLOYMENT/CONTRACT WAS 10-31-13. I RECEIVED BACK A CONFIRMATION LETTER FROM ALLSTATE FROM FRED MILLER DATED 10-31-13 EXPLAINING THAT MY CONTRACT IS TERMINATED EFFECTIVE IMMEDIATELY ON 10-31-13. MY NATIONWIDE CONTRACT AGREEMENT WAS EFFECTIVE 11-1-13 WHICH IS AFTER MY RESIGNATION DATE FROM ALLSTATE. I DID NOT SOLICIT, SEEK ANY APPROVAL, NOR RECEIVE ANY COMPENSATION FOR ANY OBA AS THERE WAS NO OBA. I DID EVERYTHING THE LEGAL AND PROPER WAY TO MOVE FROM ONE CARRIER TO ANOTHER.
Date: December 05, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 05, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
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