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JAMES ANTHONY MAHER is currently employed as a Broker and/or Investment Adviser at CROWN CAPITAL SECURITIES, L.P. located at 1755 S NAPERVILLE RD, WHEATON, IL, 60189.
JAMES ANTHONY MAHER has worked at CROWN CAPITAL SECURITIES, L.P. since June 26, 2013
JAMES ANTHONY MAHER has 2 Disclosure Event(s).
Date: March 22, 2016All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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