JAMES HARRY MARSHALL

JAMES HARRY MARSHALL is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5788 WIDEWATERS PARKWAY, DEWITT, NY, 13214.

JAMES HARRY MARSHALL has worked at NYLIFE SECURITIES LLC since April 02, 2014

Disclosure History

JAMES HARRY MARSHALL has 1 Disclosure Event(s).

Date: October 25, 2014
Category: Criminal
Charges: NEW YORK PENAL LAW ┬ž120.05(3) ASSAULT IN THE SECOND DEGREE.
Disposition: Reduced
Amended Charges: PL SECTION 120.05.03, FELONY ASSAULT CHARGE, WAS REDUCED TO PL SECTION 120.00.01, MISDEMEANOR ASSAULT CHARGE.
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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