JAMES EDWARD MAYER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3705 STATE RD, STE 100, ASHTABULA, OH, 44004.
JAMES EDWARD MAYER has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
JAMES EDWARD MAYER has 2 Disclosure Event(s).
Date: December 09, 2002 Category: Customer Dispute Allegations: ALLEGES UNAUTHORIZED TRADES; UNSUITABLE TRANSACTIONS; MISREPRESENTATION AND FAILED TO DISCLOSE MATERIAL FACTS; VIOLATION OF CONDUCT RULES Damage Amount Requested: $14,382.00 Damages Granted: $8,630.00
Date: July 13, 2000 Category: Customer Dispute Allegations: COMPLAINT ALLEGES MISREPRESENTATION BY FINANCIAL CONSULTANT ON JULY 26, 1999 IN THE SALE OF A $21,000 LASALLE CALLABLE CD. Damage Amount Requested: $5,250.00 Settlement Amount: $1,371.55
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